Independent, third party Trustee Services to ESOPís
(Directed & Discretionary)

   Transaction Specific:
  • Initial or subsequent stock purchase
  • Mergers & Acquisitions
  • Spin-offs
  • Liquidation / Winding up
   Ongoing Trusteeship:
  • Valuation Review
  • Allocation Issues
  • Diversification Issues
  • Repurchase Obligation Issues
  • Plan and Trust Compliance Issues

Consultation to ESOP and ESOP-Owned Companies

   Working With Trustees and Committes:
  • Corporate Governance Issues
  • Internal Communications
  • Serving on Boards of Directors of ESOP-Owned Companies

ESOP Seller Mentoring Services

   Working With Owners or Committees:
  • Overall Guidance and Leadership
  • Explaining and Making Clear Complicated Issues